Catch Me If You Can: Fraud Case Studies - 2 CPE Credits

Catch Me If You Can: Fraud Case Studies- 2 CPE

 June 13^th at 12pm 

Fraud in the financial services industry is growing exponentially.  Join us to learn what's driving that growth and what fraud professionals in the industry are doing to help prevent fraud.  You'll also have an opportunity to step into the shoes of a financial advisor and fraud officer to see how you'd handle various fraud situations.

Matthew Dougherty is a former litigation with over 15 years of experience in the securities and financial services industry, primarily in anti-money laundering (AML) and financial crimes, such as fraud and elder financial exploitation. He currently serves as the Deputy Officer of four (4) Raymond James business units and is responsible for helping ensure that the business units have effective AML, financial crimes, and sanctions programs that comply with the USA PATRIOT Act and other applicable rules and regulations, such as SEC Regulation S-ID (Identity Theft Red Flags). Matthew also holds the FINRA Series 7 and 24 investment licenses.

After registration you will be sent a Zoom link prior to the session. The Zoom link will also be sent one day and one hour prior to session.

To receive 2 CPE Credits you must be logged into the session for the entire time and respond to polling questions and/or survey.

Are you a Member of LIACFE? Join Today!

All members continue to get discounts and/or complimentary webinars throughout the year. Networking, training and an opportunity to be a leader in Fraud Examinations are only some of the advantages of being a member.  Complete the application at LIACFE New Member Application.

Are you interested in joining our Chapter as a Chapter Speaker Member?